SEC Updates Ethics Rules Governing Securities Trading by Agency Personnel
“These amendments modernize our compliance program and will help ensure the SEC honors the trust the public has placed in our agency.”
The Securities and Exchange Commission today adopted amendments to its ethics rules to strengthen and modernize its ethics compliance program. The amendments update the SEC’s existing, robust ethics requirements that govern the securities holdings and transactions of all agency employees, their spouses, and minor children. The rule was adopted jointly w…
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